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Privacy Policy

Privacy Policy

Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps we take to safeguard that information.

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share depend on the service that we provide to you. In connection with providing financial advice, investment products, or other services, we obtain nonpublic personal information about you. This information can include, but would not be limited to:
Social Security or tax identification number, date of birth, address and phone number, net worth, cash flow, income, account balances, tax returns, transaction history and credit history information we receive from you on account applications, information about your transactions with us or other (including other financial advisers), information received from service bureaus or other third parties.

Financial companies typically need to share customers’ personal information internally in order to run their everyday business – to process transactions, maintain or service customer accounts. Only those individuals who need to perform their jobs are authorized to have access to confidential client information. We maintain physical, electronic, and procedural security measures that comply with applicable state and federal regulations to safeguard confidential client information. In the section below, we list the reasons many financial companies can share their customers’ personal information; the reasons RIA chooses to share your information; and whether you can limit this sharing.

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Privacy Policy FAQ
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Why do you share data?
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When would you not share data?
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How does RIA protect my personal information?
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How does RIA collect my personal information?
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Why can’t I limit all sharing?
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What do you mean by affiliates?
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What are nonaffiliates?
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What do you mean by joint marketing?
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How often does RIA notify me about their practices?